Evidence
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designs arise when treatment is assigned at the level of groups, such as schools, villages, or clinics, rather than to individuals, so that outcomes within a cluster are typically correlated.
Passages supplied to the Evidence version
Card 1 · Covariate Adjustment in Stratified Experiments
This paper studies covariate adjusted estimation of the average treatment effect in stratified experiments. We work in a general framework that includes matched tuples designs, coarse stratification, and complete randomization as special cases. Regression adjustment with treatment-covariate interact…
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This paper studies covariate adjusted estimation of the average treatment effect in stratified experiments. We work in a general framework that includes matched tuples designs, coarse stratification, and complete randomization as special cases. Regression adjustment with treatment-covariate interactions is known to weakly improve efficiency for completely randomized designs. By contrast, we show that for stratified designs such regression estimators are generically inefficient, potentially even increasing estimator variance relative to the unadjusted benchmark. Motivated by this result, we derive the asymptotically optimal linear covariate adjustment for a given stratification. We construct several feasible estimators that implement this efficient adjustment in large samples. In the special case of matched pairs, for example, the regression including treatment, covariates, and pair fixed effects is asymptotically optimal. We also provide novel asymptotically exact inference methods tha …
Card 2 · Regression-adjusted average treatment effect estimates in stratified randomized experiments
Researchers often use linear regression to analyse randomized experiments to improve treatment effect estimation by adjusting for imbalances of covariates in the treatment and control groups. Our work offers a randomization-based inference framework for regression adjustment in stratified randomized…
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Researchers often use linear regression to analyse randomized experiments to improve treatment effect estimation by adjusting for imbalances of covariates in the treatment and control groups. Our work offers a randomization-based inference framework for regression adjustment in stratified randomized experiments. Under mild conditions, we re-establish the finite population central limit theorem for a stratified experiment. We prove that both the stratified difference-in-means and the regression-adjusted average treatment effect estimators are consistent and asymptotically normal. The asymptotic variance of the latter is no greater and is typically lesser than that of the former. We also provide conservative variance estimators to construct large-sample confidence intervals for the average treatment effect.
Card 3 · Improving Estimation Efficiency via Regression-Adjustment in Covariate-Adaptive Randomizations with Imperfect Compliance
We investigate how to improve efficiency using regression adjustments with covariates in covariate-adaptive randomizations (CARs) with imperfect subject compliance. Our regression-adjusted estimators, which are based on the doubly robust moment for local average treatment effects, are consistent and…
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We investigate how to improve efficiency using regression adjustments with covariates in covariate-adaptive randomizations (CARs) with imperfect subject compliance. Our regression-adjusted estimators, which are based on the doubly robust moment for local average treatment effects, are consistent and asymptotically normal even with heterogeneous probabilities of assignment and misspecified regression adjustments. We propose an optimal but potentially misspecified linear adjustment and its further improvement via a nonlinear adjustment, both of which lead to more efficient estimators than the one without adjustments. We also provide conditions for nonparametric and regularized adjustments to achieve the semiparametric efficiency bound under CARs.
Card 4 · Blocking, rerandomization, and regression adjustment in randomized experiments with high-dimensional covariates
This study is aimed at enhancing the estimation and inference efficiencies of the average treatment effect in randomized experiments when many baseline covariates are available. We propose novel methods to combine blocking, rerandomization, and regression adjustment using the Lasso. Under mild condi…
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This study is aimed at enhancing the estimation and inference efficiencies of the average treatment effect in randomized experiments when many baseline covariates are available. We propose novel methods to combine blocking, rerandomization, and regression adjustment using the Lasso. Under mild conditions, we obtain the asymptotic distributions of the Lasso-adjusted average treatment effect estimators when blocking or rerandomization or both are implemented in the design stage. We demonstrate that the proposed Lasso-adjusted estimators enhance, or, at least, do not deteriorate the precision compared with that associated with the unadjusted estimator.
Card 5 · To adjust or not to adjust? Estimating the average treatment effect in randomized experiments with missing covariates
Complete randomization allows for consistent estimation of the average treatment effect based on the difference in means of the outcomes without strong modeling assumptions on the outcome-generating process. Appropriate use of the pretreatment covariates can further improve the estimation efficiency…
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Complete randomization allows for consistent estimation of the average treatment effect based on the difference in means of the outcomes without strong modeling assumptions on the outcome-generating process. Appropriate use of the pretreatment covariates can further improve the estimation efficiency. However, missingness in covariates is common in experiments and raises an important question: should we adjust for covariates subject to missingness, and if so, how? The unadjusted difference in means is always unbiased. The complete-covariate analysis adjusts for all completely observed covariates and improves the efficiency of the difference in means if at least one completely observed covariate is predictive of the outcome. Then what is the additional gain of adjusting for covariates subject to missingness? A key insight is that the missingness indicators act as fully observed pretreatment covariates as long as missingness is not affected by the treatment, and can thus be used in covari …
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