Evidence
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randomization, we consider designs in which treatment assignment is stratified according to baseline covariates.
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Card 1 · Inference for Cluster Randomized Experiments with Non-ignorable Cluster Sizes
This paper considers the problem of inference in cluster randomized experiments when cluster sizes are non-ignorable. Here, by a cluster randomized experiment, we mean one in which treatment is assigned at the cluster level. By non-ignorable cluster sizes, we refer to the possibility that the treatm…
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This paper considers the problem of inference in cluster randomized experiments when cluster sizes are non-ignorable. Here, by a cluster randomized experiment, we mean one in which treatment is assigned at the cluster level. By non-ignorable cluster sizes, we refer to the possibility that the treatment effects may depend non-trivially on the cluster sizes. We frame our analysis in a super-population framework in which cluster sizes are random. In this way, our analysis departs from earlier analyses of cluster randomized experiments in which cluster sizes are treated as non-random. We distinguish between two different parameters of interest: the equally-weighted cluster-level average treatment effect, and the size-weighted cluster-level average treatment effect. For each parameter, we provide methods for inference in an asymptotic framework where the number of clusters tends to infinity and treatment is assigned using a covariate-adaptive stratified randomization procedure. We additiona …
Card 2 · Sharp Variance Estimator and Causal Bootstrap in Stratified Randomized Experiments
Randomized experiments are the gold standard for estimating treatment effects, and randomization serves as a reasoned basis for inference. In widely used stratified randomized experiments, randomization-based finite-population asymptotic theory enables valid inference for the average treatment effec…
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Randomized experiments are the gold standard for estimating treatment effects, and randomization serves as a reasoned basis for inference. In widely used stratified randomized experiments, randomization-based finite-population asymptotic theory enables valid inference for the average treatment effect, relying on normal approximation and a Neyman-type conservative variance estimator. However, when the sample size is small or the outcomes are skewed, the Neyman-type variance estimator may become overly conservative, and the normal approximation can fail. To address these issues, we propose a sharp variance estimator and two causal bootstrap methods to more accurately approximate the sampling distribution of the weighted difference-in-means estimator in stratified randomized experiments. The first causal bootstrap procedure is based on rank-preserving imputation, and we prove its second-order refinement over normal approximation. The second causal bootstrap procedure is based on constant- …
Card 3 · Sharp bounds for variance of treatment effect estimators in the finite population in the presence of covariates
Most of the literature assumes that the observations are sampled from an infinite super population ( Hirano et al., 2003 ; Imbens, 2004 ; Belloni et al., 2014 ; Chan et al., 2016 ) . In some cases, the infinite super population seems contrived if we are interested in evaluating the treatment effect…
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Most of the literature assumes that the observations are sampled from an infinite super population ( Hirano et al., 2003 ; Imbens, 2004 ; Belloni et al., 2014 ; Chan et al., 2016 ) . In some cases, the infinite super population seems contrived if we are interested in evaluating the treatment effect for a particular finite population ( Li and Ding, 2017 ) . In randomized experiments, the finite population framework has been widely used in data analysis since Neyman and Iwaszkiewicz (1935) . This framework views all potential outcomes of a finite population as fixed; estimation and inference are based on randomization solely ( Imbens and Rosenbaum, 2005 ; Nolen and Hudgens, 2011 ) . However, in the completely randomized experiment, a fundamental problem in the finite population is that the variance of the widely-used difference-in-means estimator is unidentifiable.
Card 4 · Covariate-adjusted Fisher randomization tests for the average treatment effect
Fisher's randomization test (FRT) delivers exact $p$-values under the strong null hypothesis of no treatment effect on any units whatsoever and allows for flexible covariate adjustment to improve the power. Of interest is whether the procedure could also be valid for testing the weak null hypothesis…
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Fisher's randomization test (FRT) delivers exact $p$-values under the strong null hypothesis of no treatment effect on any units whatsoever and allows for flexible covariate adjustment to improve the power. Of interest is whether the procedure could also be valid for testing the weak null hypothesis of zero average treatment effect. Towards this end, we evaluate two general strategies for FRT with covariate-adjusted test statistics: that based on the residuals from an outcome model with only the covariates, and that based on the output from an outcome model with both the treatment and the covariates. Based on theory and simulation, we recommend using the ordinary least squares (OLS) fit of the observed outcome on the treatment, centered covariates, and their interactions for covariate adjustment, and conducting FRT with the robust $t$-value of the treatment as the test statistic. The resulting FRT is finite-sample exact for the strong null hypothesis, asymptotically valid for the weak …
Card 5 · Sharp bounds for variance of treatment effect estimators in the finite population in the presence of covariates
Most of the literature assumes that the observations are sampled from an infinite super population ( Hirano et al., 2003 ; Imbens, 2004 ; Belloni et al., 2014 ; Chan et al., 2016 ) . In some cases, the infinite super population seems contrived if we are interested in evaluating the treatment effect…
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Most of the literature assumes that the observations are sampled from an infinite super population ( Hirano et al., 2003 ; Imbens, 2004 ; Belloni et al., 2014 ; Chan et al., 2016 ) . In some cases, the infinite super population seems contrived if we are interested in evaluating the treatment effect for a particular finite population ( Li and Ding, 2017 ) . In randomized experiments, the finite population framework has been widely used in data analysis since Neyman and Iwaszkiewicz (1935) . This framework views all potential outcomes of a finite population as fixed; estimation and inference are based on randomization solely ( Imbens and Rosenbaum, 2005 ; Nolen and Hudgens, 2011 ) . However, in the completely randomized experiment, a fundamental problem in the finite population is that the variance of the widely-used difference-in-means estimator is unidentifiable.
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